(02) 9188 2858
Becoming your own licensee is a liberating experience for financial advisors. It ensures 100% alignment between you and your client, without having to meet the business impositions of a third-party licensee.
You control the service you want to offer and use the products and strategies you believe are best suited to deliver that.
Getting your own Australian Financial Services Licence (AFSL) or Credit Licence can be confusing and complex. Plus it is time consuming and littered with potential pitfalls.
My Dealer Services has been in business for over a decade and helped over 350 businesses nationwide get licensed.
We will guide you through the whole process. From the initial planning, to liaising with ASIC on your behalf and then converting your clients across to your new licence.
Excellent (licensing experience). Alex told me exactly what to expect. He completed within the estimated timeframes and gave me the heads up all the way through. Very smooth, very happy.
Shane Lawler, Core Value FA
Simply fill in the form or call us today on 02 9188 2858
My Dealer Services are here to guide you through the whole process. So you can run your advice business as you want – with our continuing compliance support services.
Our consultancy service takes you from the initial planning, to liaising with ASIC on your behalf, and transitioning your clients to the new AFSL licence. This includes:
Assessing your current business model and structure of the applicant
Identifying qualifications and relevant experience of nominated responsible manager/s
Identifying licence authorisation requirements
All core proofs as supplied to ASIC, plus all additional and supporting proofs
Comprehensive guidance for AFSL / ACL application and lodgement
Liaising with you and ASIC throughout the assessment process
Assistance obtaining Professional Indemnity Insurance
Transitioning your business and clients to your new licence – including all relevant documentation and plans.
We have helped over 350 businesses nationwide get licensed.
guidance makes process painless
“Advisers who are using the bank dealer groups are told that getting your own licence is too hard. However, we got our own licence using MDS. Time-wise it was a long but painless process. Alex stepped us through everything.Having your own licence is certainly not as difficult as the bank dealer groups tell you.”
Shane Lawler, Core Value FAp
business freedoms
“At last I can provide my clients with the correct advice without being beholden to a product provider.”
Steve Brennan, Green Associates
guidance makes process painless
“MDS are my key compliance consultants and service providers. Meeting compliance standards, as required by ASIC and other authorities, is crucial to our existence.
Their service is absolutely important and offers us comfort. I have seen the results of not paying attention to compliance…”
Shane Lawler, Core Value FA
Simply fill in the form or call us today on 02 9188 2858
We will be in touch to arrange a time convenient to you.
valued relationship
“I value the relationship with Alex and I trust him with the advice he provides. They know what they are doing. They call a spade a spade. It’s worth having a chat to them. We’ve been very happy.”
Steve Ballinger, Ballinger’s Financial Planning
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